Compliance and Regulatory Advice and Review

Businesses are under increased scrutiny by regulatory authorities. Flannery | Georgalis provides corporate clients cost-effective compliance and regulatory advice, particularly those in highly regulated industries such as banking, securities and financial technology, health care, and government contracts. We have significant experience developing, implementing, and reviewing compliance policies and practices for businesses, including those involving anti-fraud and anti-money laundering, anti-kickback and business ethics, Foreign Corrupt Practices Act, government contracting and other sensitive issues. From our decades of combined experience, especially as former prosecutors and law enforcement, we know that an effective, yet profit-sensitive, compliance program is critical to reducing risk and avoiding significant regulatory investigations in the first place, or, in the unfortunate event clients do find themselves under scrutiny, obtaining the most favorable resolution of the matter—including avoiding criminal charges.